Stonegate Consulting Ltd
Regulatory and Management Advisory Services
With Stonegate Consulting
Focus on why regulation is created in the first place.
Move away from the mindset of just complying with requirements.
Gain the understanding of the outcome focused regulation.
Find solutions out of new challenges.
Share our expertise gained in international banks.
Our Consultancy Services
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Governance and Strategy Advisory Services
UK subsidiaries and branches of international banks or financial groups may find our Governance and Strategy Advisory Services useful.
Imagine the situation.
Cross-border mismatch of trading and client coverage versus local licensing and supervisory requirements
Location of risk (decision maker’s location) versus booking arrangements and risk oversight
Operational oversight of overseas activities or outsourced services versus Operational Resilience requirements
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Examples
Governance framework for those subsidiaries and branches in the UK with overseas parents.
Cross-border Risk Governance and Booking Model review, analysis and advice from UK regulatory perspective.
Assessment ahead of Governance, Risk and Compliance (“GRC”) process automation, relevant for cross-border activities.
Our Consultancy Services
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Regulatory Project Advisory Services
You may be a licensed bank or firm looking to hire a third-party vendor for certain processes. Or you may be a Private Equity, financing start-ups, or a third-party vendor, looking for opportunities to provide services or to market software to regulated banks or firms. Contact Stonegate Consulting for a pre-project assessment and advisory.
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Stonegate Consulting can advise on expert identification for a project team, as well as full project advisory and implementation for regulated firms and third-party service provider as a follow-up.
There are often cases of mis-selecting project team members, which hampers the successful implementation of a project. This is particularly the case with international banks or firms whose parent is outside the UK. At Stonegate Consulting, we take a partnership approach with you to identify project team members with the right expertise.
Unlock your potential with our bespoke solution.
Why would you contact Stonegate Consulting?
Markets and client relationships are global. Regulation tends to be jurisdiction specific. Every management decision taken has far-reaching consequences beyond your own jurisdiction.
Our unique expertise comes from the hands-on experience gained not only through various works within international banks, including implementing multiple regulations, but also being able to take an oversight view that the regulators would normally see.
Stonegate Consulting is here to guide you through the intricate nuances of regulations, operational impact and Risk and Compliance framework for effective governance and management. We focus on regulatory principles and outcome beyond written regulation.
Automating administrative processes of GRC is essential to improve efficiency and productivity. The need for tailored technical solutions for each business set-up, organisational structure, and governance model is often overlooked. One size does not fit all.
Contact us today.